Key Regulatory Developments In Germany (January 31, 2020)

Author:Mr Michael Huertas, Holger Schelling and Kai Goretzky
Profession:Dentons
 
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Source/Date Brief description BaFin

22/11/2019

Consultation 18/2019 − Guidance on the interpretation and application of the Money Laundering Act − Special Section for insurance undertakings

Consultation of the draft on the interpretation and application of the Money Laundering Act (Geldwäschegesetz - GwG) - Special Section for insurance undertakings as defined in § 2(1) no.7 GwG pursuant to § 51(8)GwG.

For further information in German, click here.

BaFin

21/11/2019

BaFin applies ESMA guidelines to risk factors

The European Securities and Markets Authority (ESMA) published the German version of its guidelines on risk factors under the Prospectus Regulation at the beginning of October. BaFin applies these guidelines in its supervisory practice.

For further information in German, click here.

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